Purshe Kaplan Sterling Investments
Purshe Kaplan Sterling Investments (PKS) is a full-service broker/dealer and financial services firm headquartered in Albany, New York. The firm traces its roots to 1993, when it began as a regional brokerage firm. PKS has grown substantially over the past decade, operating in a classic open architecture environment. PKS is registered with the U.S. Securities and Exchange Commission and is a member of FINRA and the Municipal Securities Rulemaking Board.
PKS clears its trades through National Financial Services, LLC (NFS), offering state-of-the-art products and technology to Registered Representatives. In addition, PKS provides access to investment companies, variable annuity products and professional money management.
PKS Financial Services, Inc.
PKS Financial Services, Inc (PKSF) is a PKS affiliate that operates as an insurance sales agency throughout the United States, providing an insurance platform for the Registered Investment Advisor.
Richardson Wealth is one of Canada’s largest independent wealth management firms, with offices across Canada. Our relationship with Richardson Wealth allows us to offer cross border services to our U.S. and Canadian clients.
Send us your information and we'll get back to you within 24 hours
"*" indicates required fields
Advisory Services offered through PKS Advisory Services, LLC DBA Macaluso Wealth Management Group – A SEC Registered Investment Advisory Firm. Securities offered through Purshe Kaplan Sterling Investments,
Headquartered at 80 State Street, Albany, NY 12207
NOT FDIC INSURED • NOT BANK GUARANTEED • MAY LOSE VALUE, INCLUDING LOSS OF PRINCIPLE
NOT A DEPOSIT • NOT INSURED BY ANY FEDERAL OR STATE GOVERNMENT AGENCY.